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IRA Audit and Compliance Webinar

One of your longtime IRA accountholders calls to ask you a question regarding his IRA beneficiary designation.  When you open his folder, you realize you don’t have a record of a beneficiary designation.  You calmly tell him you will call him back after doing further “research”.  Panic sets in as you open other IRA folders and find missing documentation in some of those folders.  It is now time to audit your IRA files.  The best time to do this is when your customer/member is still alive!  He may have to sign some missing forms.

Covered Topics

• Forms the accountholder should receive
• Forms required to be maintained by the financial institution
• Review of IRA IRS reporting
• Corrections to IRS reporting
• The most common IRA mistakes made by financial institutions

This is the third training webinar of a three part series on IRAs.

Who Should Attend?

Any employee responsible for IRA supervision, maintaining IRA files and internal auditors who want to learn the target areas of incorrect IRA file compliance.

Instructor:  Patrice M. Konarik, CFP®, President and Founder of Sunwest Training Corp.

Schedule and Registration Information

Choose the delivery type that best suits your needs.  Tuition includes textbook (if applicable).
Webinar times are EST.  All other class times are local time.

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