EmailSafe Deposit Compliance and Security Issues Seminar
Are your internal safe deposit procedures now in compliance with all state, federal and security regulations and do you follow correct day-to-day operating procedures? These two timely and comprehensive presentations contain important information about your “Most Frequently Asked” operations and compliance questions. They cover the USA Patriot Act, Suspicious Activity Reporting, Bank Protection Act, OCC, FDIC, NCUA and ADA regulatory requirements, plus recommended procedures for renting, surrendering, box access, key control, deceased renters, living trusts, payable-on-death accounts, delinquent boxes, record retention, unclaimed property and many other legal and operation issues.
This safe deposit box seminar will provide clear concise answers to complicated questions regarding your institution’s responsibility and potential liability. He will also identify and discuss various compliance issues and provide current examples relating to each regulatory, operations and security topic.
Does your vault security comply with all Bank Protection Act requirements?
Are you now handling deceased safe deposit box renter transactions properly?
Are you familiar with your state’s unclaimed property reporting requirements?
Do you have documented SAR and USA PATRIOT Act employee training records?
Are your delinquent box collection procedures in compliance with your state laws?
Are you aware of the OCC, FDIC and NCUA safe deposit examination requirements?
Do you have procedures describing all seven transactions that require a “SAR” filing?
Do you follow correct federal record retention requirements for safe deposit documents?
Who Should Attend: This informative program is designed to update compliance officers, vault supervisors and attendants, branch managers, auditors, training directors, new account personnel and your in-house legal counsel.
INSTRUCTOR: David P. McGuinn, President and founder of Safe Deposit Specialists, is a former banker with over 40 years of safe deposit experience. His nationwide clients often referred to him as the safe deposit GURU. In all 50 states he has trained over 250,000 safe deposit personnel since 1969 and is a featured speaker for the American Bankers Association, FDIC, CUNA, and has been interviewed by all major TV networks and by numerous nationwide financial publications on current safe deposit issues. McGuinn has created many safe deposit forms, security and disaster manuals, training DVD’s, and his Policy and Procedures Handbook and Regulatory/Compliance Manuals are now recognized as the accepted standard for the safe deposit industry.
Schedule and Registration Information
Choose the delivery type that best suits your needs. Tuition includes textbook (if applicable).
Webinar times are EST. All other class times are local time.
| Delivery Type | Start Date | End Date | Start Time | End Time | Location | Tuition | |
|---|---|---|---|---|---|---|---|
| In-House | Any | Submit Request |
