EmailSafe Deposit Regulatory Compliance and Security Update 2011 Webinar
Are your internal procedures now in compliance with all safe deposit state, federal and security regulations? This timely and comprehensive presentation contains important information about all these regulations. It addresses your “Most Frequently Asked” compliance questions about the USA Patriot Act, Suspicious Activity Reporting, BSA/AML, Bank Protection Act, OCC, FDIC, NCUA and ADA safe deposit regulatory requirements. It also provides recommended procedures for deceased renters, delinquent boxes, record retention, unclaimed property and many other legal and security issues.
David McGuinn, a nationally known expert in the area of safe deposit, will provide clear concise answers to complicated questions regarding your institution’s responsibility and potential liability. He will also identify and discuss various compliance issues and provide examples relating to each regulatory and security topic.
What You Will Learn:
Get answers to the following questions and establish correct internal procedures to comply with each one.
•Are you aware that vault burglaries are on the rise throughout the nation?
•Does your vault security comply with all Bank Protection Act requirements?
•Are you now handling deceased safe deposit box renter transactions properly?
•Are you familiar with your state’s unclaimed property reporting requirements?
•Do your safe deposit employees know when to file a Suspicious Activity Report?
•Do you have documented SAR and USA PATRIOT Act employee training records?
•Do you know what type of questions BSA compliance examiners are now asking?
•Are your delinquent box collection procedures in compliance with your state laws?
•Are you aware of the OCC, FDIC and NCUA safe deposit examination requirements?
•Do you have procedures describing all seven transactions that require a “SAR” filing?
•Are you aware that a vault and security system are not required to protect your boxes?
•Do you know how the Americans with Disabilities Act affects your safe deposit operation?
•Do you follow correct federal record retention procedures for safe deposit documentation?
Who Should Attend?
This informative program is designed to update compliance officers, vault supervisors and attendants, branch managers, auditors, training directors, new account personnel and your in-house legal counsel.
Instructor: David P. McGuinn, President of Safe Deposit Specialists
Schedule and Registration Information
Choose the delivery type that best suits your needs. Tuition includes textbook (if applicable).
Webinar times are EST. All other class times are local time.
| Delivery Type | Start Date | End Date | Start Time | End Time | Location | Tuition | |
|---|---|---|---|---|---|---|---|
| In-House | Any | Submit Request |
